VC BROKERAGE LIMITED 滙盈證券有限公司

Alan Chan Wai Hon v Foebe Chan Yuk
HK Court of First Instance, 13-Sep-2024
Alan Chan succeeds in his claim for repayment of loans to Ms Chan, then Chairman of China Zenith Chemical (0362) who succeeded her ex-boyfriend Jimmy Chan Yuen Tung as Chairman in 2012. The court accepted Alan's testimony that he was trading and holding shares of CZ at her direction. This implies that as a CZ director, she failed to disclose her dealings in those shares. If she was acting in concert with Jimmy Chan then there would also be implications under the Takeovers Code, as together they obtained more than 30% of CZ.
Lawrence Woo Hing Keung v CEF Brokerage Ltd
HK Court of Appeal, 3-Mar-2010
The Semtech saga
In this side story to Part 3, we look at the scandals which surrounded Sino-Tech International Holdings Ltd in 2004, the subsequent convictions, possible options abuse and the missing deposit on a failed Vietnamese chromium mining project. (23-Jun-2009)
SFC suspends Ms Miranda Hui Chi Cheung for 4 months
SFC, 9-Apr-2009
Lawrence Woo Hing Keung v CEF Brokerage Ltd
HK Court of Appeal, 21-May-2008
Lawrence Woo Hing Keung v CEF Brokerage Ltd
HK Court of Appeal, 19-Mar-2008
Lawrence Woo Hing Keung v CEF Brokerage Ltd
HK Court of First Instance, 26-Mar-2007
SFC bans Peter Wong Wei Yin for life
SFC, 17-Nov-2006
Mr Ngai Leung Wai fined for misleading the SFC
SFC, 11-May-2006
SFC prosecutes Peter Wong Wei Yin for market manipulation and misleading the SFC
SFC, 26-Apr-2006
SFC bans Mr Adrian Wong Tak Yuen for 3 years for facilitating unlicensed dealing activities
SFC, 20-Feb-2006
Mr Ngai Leung Wai convicted of misleading the SFC
SFC, 27-Oct-2005
Ms Kong Kwok Yee convicted of misleading the SFC
SFC, 29-Sep-2005
SFC reprimands Mr Lau Chi Keung
SFC, 19-Nov-2002
Action against Ms Priscilla Ng May Wah
SFC, 24-Feb-2000

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top