BOCOM International Securities Limited 交銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-01 | 16 | 148 | 164 | 90.24% |
| 2023-12-31 | 17 | 152 | 169 | 89.94% |
| 2022-12-31 | 17 | 153 | 170 | 90.00% |
| 2021-12-31 | 19 | 157 | 176 | 89.20% |
| 2020-12-31 | 15 | 163 | 178 | 91.57% |
| 2019-12-31 | 15 | 180 | 195 | 92.31% |
| 2018-12-31 | 16 | 196 | 212 | 92.45% |
| 2017-12-31 | 16 | 205 | 221 | 92.76% |
| 2016-12-31 | 15 | 217 | 232 | 93.53% |
| 2015-12-31 | 13 | 234 | 247 | 94.74% |
| 2014-12-31 | 12 | 228 | 240 | 95.00% |
| 2013-12-31 | 11 | 256 | 267 | 95.88% |
| 2012-12-31 | 12 | 285 | 297 | 95.96% |
| 2011-12-31 | 11 | 292 | 303 | 96.37% |
| 2010-12-31 | 8 | 261 | 269 | 97.03% |
| 2009-12-31 | 8 | 187 | 195 | 95.90% |
| 2008-12-31 | 8 | 127 | 135 | 94.07% |
| 2007-12-31 | 7 | 88 | 95 | 92.63% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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