BOCOM International Securities Limited 交銀國際證券有限公司

SFC bans Mr Mak Shu Pan for three years
SFC, 2-Apr-2014
SFC suspends Stephen Cho Yu Kwan for 3 years and fines Ju You Li HK$100k
SFC, 25-Nov-2013
The statement alludes to how underground "money changers" collect RMB deposits in the mainland and then cause HKD to be deposited in HK, evading the PRC capital controls.
SFC suspends BOCOM dealer Lee Siu Hang for 1 month
SFC, 28-Jan-2013
SFAT affirms SFC decision to suspend Winda Sham Pik Yan for operating secret account
SFC, 22-Feb-2011
Ms Winda Sham Pik Yan v SFC
SFAT, 18-Feb-2011
"We did not find Ms Sham to be a witness worthy of belief."

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