CORPORATE BROKERS LIMITED 協聯證劵有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 3 | 42 | 45 | 93.33% |
| 2023-12-31 | 3 | 42 | 45 | 93.33% |
| 2022-12-31 | 3 | 38 | 41 | 92.68% |
| 2021-12-31 | 4 | 41 | 45 | 91.11% |
| 2020-12-31 | 3 | 42 | 45 | 93.33% |
| 2019-12-31 | 4 | 47 | 51 | 92.16% |
| 2018-12-31 | 3 | 47 | 50 | 94.00% |
| 2017-12-31 | 3 | 61 | 64 | 95.31% |
| 2016-12-31 | 4 | 62 | 66 | 93.94% |
| 2015-12-31 | 4 | 69 | 73 | 94.52% |
| 2014-12-31 | 4 | 66 | 70 | 94.29% |
| 2013-12-31 | 4 | 59 | 63 | 93.65% |
| 2012-12-31 | 4 | 67 | 71 | 94.37% |
| 2011-12-31 | 4 | 71 | 75 | 94.67% |
| 2010-12-31 | 4 | 86 | 90 | 95.56% |
| 2009-12-31 | 4 | 88 | 92 | 95.65% |
| 2008-12-31 | 4 | 82 | 86 | 95.35% |
| 2007-12-31 | 4 | 81 | 85 | 95.29% |
| 2006-12-31 | 3 | 82 | 85 | 96.47% |
| 2005-12-31 | 3 | 79 | 82 | 96.34% |
| 2004-12-31 | 3 | 76 | 79 | 96.20% |
| 2003-12-31 | 2 | 79 | 81 | 97.53% |
| 2003-03-31 | 4 | 86 | 90 | 95.56% |
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