CORPORATE BROKERS LIMITED 協聯證劵有限公司
Court fixes pre-trial review date of market manipulation case
SFC, 24-May-2012
We note that Mr Yenn was suspended for 12 months from 25-Aug-2009 for "manipulative order placing activities" and "expressed contrition for his conduct" then. The new allegation relates to 8-Nov-2010, less than 3 months after his suspension finished.
SFC, 24-May-2012
We note that Mr Yenn was suspended for 12 months from 25-Aug-2009 for "manipulative order placing activities" and "expressed contrition for his conduct" then. The new allegation relates to 8-Nov-2010, less than 3 months after his suspension finished.
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