VICTORY SECURITIES COMPANY LIMITED 勝利證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-29 8 33 41 80.49%
2023-12-31 9 31 40 77.50%
2022-12-31 7 35 42 83.33%
2021-12-31 6 40 46 86.96%
2020-12-31 4 44 48 91.67%
2019-12-31 3 44 47 93.62%
2018-12-31 3 46 49 93.88%
2017-12-31 3 47 50 94.00%
2016-12-31 3 43 46 93.48%
2015-12-31 3 44 47 93.62%
2014-12-31 4 42 46 91.30%
2013-12-31 4 39 43 90.70%
2012-12-31 4 35 39 89.74%
2011-12-31 4 30 34 88.24%
2010-12-31 4 31 35 88.57%
2009-12-31 4 22 26 84.62%
2008-12-31 4 22 26 84.62%
2007-12-31 4 23 27 85.19%
2006-12-31 4 20 24 83.33%
2005-12-31 4 16 20 80.00%
2004-12-31 3 19 22 86.36%
2003-12-31 2 15 17 88.24%
2003-03-31 2 13 15 86.67%

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