VICTORY SECURITIES COMPANY LIMITED 勝利證券有限公司

SFC restricts accounts at 9 brokers for suspected manipulation of China Ding Yi Feng (0612)
SFC, 25-Jun-2019
The "Statement of Reasons" for this has not been published. It follows 9 earlier restriction notices in relation to the same stock on 20-Mar-2019.
SFC suspends Ms Katerine Kou Kuen for 1 month & fines Victory Securities Co Ltd HK$50k for breaching Code of Conduct
SFC, 28-Mar-2006
SFC prosecutes Victory Securities Co Ltd & Katerine Kou Kuen for mishandling clients' securities
SFC, 31-Mar-2005

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