Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 14 | 106 | 120 | 88.33% |
| 2023-12-31 | 14 | 108 | 122 | 88.52% |
| 2022-12-31 | 16 | 111 | 127 | 87.40% |
| 2021-12-31 | 15 | 119 | 134 | 88.81% |
| 2020-12-31 | 19 | 128 | 147 | 87.07% |
| 2019-12-31 | 19 | 136 | 155 | 87.74% |
| 2018-12-31 | 18 | 145 | 163 | 88.96% |
| 2017-12-31 | 18 | 146 | 164 | 89.02% |
| 2016-12-31 | 20 | 153 | 173 | 88.44% |
| 2015-12-31 | 15 | 126 | 141 | 89.36% |
| 2014-12-31 | 13 | 120 | 133 | 90.23% |
| 2013-12-31 | 12 | 139 | 151 | 92.05% |
| 2012-12-31 | 13 | 161 | 174 | 92.53% |
| 2011-12-31 | 11 | 40 | 51 | 78.43% |
| 2010-12-31 | 12 | 43 | 55 | 78.18% |
| 2009-12-31 | 10 | 40 | 50 | 80.00% |
| 2008-12-31 | 4 | 18 | 22 | 81.82% |
| 2007-12-31 | 4 | 5 | 9 | 55.56% |
| 2006-12-31 | 4 | 6 | 10 | 60.00% |
| 2005-12-31 | 2 | 2 | 4 | 50.00% |
| 2004-12-31 | 2 | 2 | 4 | 50.00% |
| 2003-12-31 | 1 | 3 | 4 | 75.00% |
| 2003-03-31 | 1 | 0 | 1 | 0.00% |
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