Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-07 14 105 119 88.24%
2024-04-30 14 105 119 88.24%
2024-03-31 14 107 121 88.43%
2024-02-29 14 107 121 88.43%
2024-01-31 14 108 122 88.52%
2023-12-31 14 108 122 88.52%
2023-11-30 14 106 120 88.33%
2023-10-31 14 106 120 88.33%
2023-09-30 14 105 119 88.24%
2023-08-31 15 107 122 87.70%
2023-07-31 15 110 125 88.00%
2023-06-30 15 107 122 87.70%
2023-05-31 15 109 124 87.90%
2023-04-30 15 108 123 87.80%
2023-03-31 15 108 123 87.80%
2023-02-28 16 112 128 87.50%
2023-01-31 16 112 128 87.50%
2022-12-31 16 111 127 87.40%
2022-11-30 17 111 128 86.72%
2022-10-31 17 110 127 86.61%
2022-09-30 17 108 125 86.40%
2022-08-31 17 106 123 86.18%
2022-07-31 17 107 124 86.29%
2022-06-30 17 104 121 85.95%
2022-05-31 17 107 124 86.29%
2022-04-30 17 111 128 86.72%
2022-03-31 17 113 130 86.92%
2022-02-28 17 115 132 87.12%
2022-01-31 16 117 133 87.97%
2021-12-31 15 119 134 88.81%
2021-11-30 16 120 136 88.24%
2021-10-31 16 119 135 88.15%
2021-09-30 17 119 136 87.50%
2021-08-31 18 117 135 86.67%
2021-07-31 18 117 135 86.67%
2021-06-30 18 119 137 86.86%
2021-05-31 18 121 139 87.05%
2021-04-30 19 121 140 86.43%
2021-03-31 19 123 142 86.62%
2021-02-28 19 126 145 86.90%
2021-01-31 19 127 146 86.99%
2020-12-31 19 128 147 87.07%
2020-11-30 19 126 145 86.90%
2020-10-31 19 127 146 86.99%
2020-09-30 19 125 144 86.81%
2020-08-31 19 126 145 86.90%
2020-07-31 19 132 151 87.42%
2020-06-30 19 131 150 87.33%
2020-05-31 19 130 149 87.25%
2020-04-30 19 132 151 87.42%
2020-03-31 19 134 153 87.58%
2020-02-29 19 134 153 87.58%
2020-01-31 19 135 154 87.66%
2019-12-31 19 136 155 87.74%
2019-11-30 19 136 155 87.74%
2019-10-31 17 139 156 89.10%
2019-09-30 17 140 157 89.17%
2019-08-31 17 140 157 89.17%
2019-07-31 16 137 153 89.54%
2019-06-30 16 135 151 89.40%
2019-05-31 16 135 151 89.40%
2019-04-30 16 138 154 89.61%
2019-03-31 17 141 158 89.24%
2019-02-28 17 143 160 89.38%
2019-01-31 17 142 159 89.31%
2018-12-31 18 145 163 88.96%
2018-11-30 18 150 168 89.29%
2018-10-31 18 150 168 89.29%
2018-09-30 18 148 166 89.16%
2018-08-31 18 149 167 89.22%
2018-07-31 18 147 165 89.09%
2018-06-30 19 146 165 88.48%
2018-05-31 17 147 164 89.63%
2018-04-30 16 143 159 89.94%
2018-03-31 16 146 162 90.12%
2018-02-28 16 146 162 90.12%
2018-01-31 16 145 161 90.06%
2017-12-31 18 146 164 89.02%
2017-11-30 18 147 165 89.09%
2017-10-31 18 149 167 89.22%
2017-09-30 17 152 169 89.94%
2017-08-31 18 149 167 89.22%
2017-07-31 17 151 168 89.88%
2017-06-30 17 157 174 90.23%
2017-05-31 17 159 176 90.34%
2017-04-30 18 159 177 89.83%
2017-03-31 20 161 181 88.95%
2017-02-28 20 156 176 88.64%
2017-01-31 20 155 175 88.57%
2016-12-31 20 153 173 88.44%
2016-11-30 17 158 175 90.29%
2016-10-31 17 153 170 90.00%
2016-09-30 13 153 166 92.17%
2016-08-31 14 150 164 91.46%
2016-07-31 13 147 160 91.88%
2016-06-30 13 144 157 91.72%
2016-05-31 14 140 154 90.91%
2016-04-30 14 137 151 90.73%
2016-03-31 16 139 155 89.68%
2016-02-29 14 134 148 90.54%
2016-01-31 15 128 143 89.51%
2015-12-31 15 126 141 89.36%
2015-11-30 15 127 142 89.44%
2015-10-31 15 125 140 89.29%
2015-09-30 15 122 137 89.05%
2015-08-31 14 119 133 89.47%
2015-07-31 14 119 133 89.47%
2015-06-30 12 117 129 90.70%
2015-05-31 12 115 127 90.55%
2015-04-30 11 117 128 91.41%
2015-03-31 11 123 134 91.79%
2015-02-28 13 121 134 90.30%
2015-01-31 13 120 133 90.23%
2014-12-31 13 120 133 90.23%
2014-11-30 13 119 132 90.15%
2014-10-31 13 119 132 90.15%
2014-09-30 13 117 130 90.00%
2014-08-31 13 118 131 90.08%
2014-07-31 12 121 133 90.98%
2014-06-30 12 122 134 91.04%
2014-05-31 12 122 134 91.04%
2014-04-30 11 127 138 92.03%
2014-03-31 12 131 143 91.61%
2014-02-28 12 135 147 91.84%
2014-01-31 12 138 150 92.00%
2013-12-31 12 139 151 92.05%
2013-11-30 11 150 161 93.17%
2013-10-31 11 152 163 93.25%
2013-09-30 10 162 172 94.19%
2013-08-31 11 165 176 93.75%
2013-07-31 11 168 179 93.85%
2013-06-30 10 162 172 94.19%
2013-05-31 11 160 171 93.57%
2013-04-30 10 161 171 94.15%
2013-03-31 13 157 170 92.35%
2013-02-28 13 163 176 92.61%
2013-01-31 13 162 175 92.57%
2012-12-31 13 161 174 92.53%
2012-11-30 15 162 177 91.53%
2012-10-31 15 166 181 91.71%
2012-09-30 15 163 178 91.57%
2012-08-31 18 171 189 90.48%
2012-07-31 18 182 200 91.00%
2012-06-30 18 188 206 91.26%
2012-05-31 10 35 45 77.78%
2012-04-30 9 36 45 80.00%
2012-03-31 10 39 49 79.59%
2012-02-29 11 40 51 78.43%
2012-01-31 11 39 50 78.00%
2011-12-31 11 40 51 78.43%
2011-11-30 11 41 52 78.85%
2011-10-31 10 42 52 80.77%
2011-09-30 10 43 53 81.13%
2011-08-31 11 45 56 80.36%
2011-07-31 11 43 54 79.63%
2011-06-30 11 43 54 79.63%
2011-05-31 10 44 54 81.48%
2011-04-30 10 46 56 82.14%
2011-03-31 11 47 58 81.03%
2011-02-28 12 46 58 79.31%
2011-01-31 12 46 58 79.31%
2010-12-31 12 43 55 78.18%
2010-11-30 12 45 57 78.95%
2010-10-31 12 43 55 78.18%
2010-09-30 13 42 55 76.36%
2010-08-31 13 40 53 75.47%
2010-07-31 11 42 53 79.25%
2010-06-30 10 37 47 78.72%
2010-05-31 10 33 43 76.74%
2010-04-30 9 38 47 80.85%
2010-03-31 9 39 48 81.25%
2010-02-28 9 39 48 81.25%
2010-01-31 10 38 48 79.17%
2009-12-31 10 40 50 80.00%
2009-11-30 9 39 48 81.25%
2009-10-31 8 37 45 82.22%
2009-09-30 8 41 49 83.67%
2009-08-31 9 38 47 80.85%
2009-07-31 6 36 42 85.71%
2009-06-30 6 36 42 85.71%
2009-05-31 5 38 43 88.37%
2009-04-30 5 40 45 88.89%
2009-03-31 5 37 42 88.10%
2009-02-28 5 36 41 87.80%
2009-01-31 5 28 33 84.85%
2008-12-31 4 18 22 81.82%
2008-11-30 4 18 22 81.82%
2008-10-31 4 19 23 82.61%
2008-09-30 4 14 18 77.78%
2008-08-31 4 9 13 69.23%
2008-07-31 4 9 13 69.23%
2008-06-30 4 8 12 66.67%
2008-05-31 4 8 12 66.67%
2008-04-30 4 6 10 60.00%
2008-03-31 4 6 10 60.00%
2008-02-29 4 6 10 60.00%
2008-01-31 4 5 9 55.56%
2007-12-31 4 5 9 55.56%
2007-11-30 5 5 10 50.00%
2007-10-31 4 6 10 60.00%
2007-09-30 4 6 10 60.00%
2007-08-31 4 6 10 60.00%
2007-07-31 4 6 10 60.00%
2007-06-30 4 7 11 63.64%
2007-05-31 4 7 11 63.64%
2007-04-30 4 7 11 63.64%
2007-03-31 4 7 11 63.64%
2007-02-28 4 6 10 60.00%
2007-01-31 4 6 10 60.00%
2006-12-31 4 6 10 60.00%
2006-11-30 4 6 10 60.00%
2006-10-31 4 6 10 60.00%
2006-09-30 4 6 10 60.00%
2006-08-31 4 6 10 60.00%
2006-07-31 4 6 10 60.00%
2006-06-30 2 4 6 66.67%
2006-05-31 2 4 6 66.67%
2006-04-30 2 3 5 60.00%
2006-03-31 2 3 5 60.00%
2006-02-28 2 3 5 60.00%
2006-01-31 2 3 5 60.00%
2005-12-31 2 2 4 50.00%
2005-11-30 2 2 4 50.00%
2005-10-31 3 2 5 40.00%
2005-09-30 2 3 5 60.00%
2005-08-31 2 3 5 60.00%
2005-07-31 2 3 5 60.00%
2005-06-30 2 3 5 60.00%
2005-05-31 2 3 5 60.00%
2005-04-30 2 3 5 60.00%
2005-03-31 2 2 4 50.00%
2005-02-28 2 2 4 50.00%
2005-01-31 2 2 4 50.00%
2004-12-31 2 2 4 50.00%
2004-11-30 2 2 4 50.00%
2004-10-31 3 1 4 25.00%
2004-09-30 3 1 4 25.00%
2004-08-31 3 2 5 40.00%
2004-07-31 3 3 6 50.00%
2004-06-30 2 2 4 50.00%
2004-05-31 1 3 4 75.00%
2004-04-30 1 3 4 75.00%
2004-03-31 2 4 6 66.67%
2004-02-29 2 3 5 60.00%
2004-01-31 1 3 4 75.00%
2003-12-31 1 3 4 75.00%
2003-11-30 1 3 4 75.00%
2003-10-31 1 3 4 75.00%
2003-09-30 1 0 1 0.00%
2003-08-31 1 0 1 0.00%
2003-07-31 1 0 1 0.00%
2003-06-30 1 0 1 0.00%
2003-05-31 1 0 1 0.00%
2003-04-30 1 0 1 0.00%
2003-03-31 1 0 1 0.00%

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