Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-07 | 14 | 105 | 119 | 88.24% |
2024-04-30 | 14 | 105 | 119 | 88.24% |
2024-03-31 | 14 | 107 | 121 | 88.43% |
2024-02-29 | 14 | 107 | 121 | 88.43% |
2024-01-31 | 14 | 108 | 122 | 88.52% |
2023-12-31 | 14 | 108 | 122 | 88.52% |
2023-11-30 | 14 | 106 | 120 | 88.33% |
2023-10-31 | 14 | 106 | 120 | 88.33% |
2023-09-30 | 14 | 105 | 119 | 88.24% |
2023-08-31 | 15 | 107 | 122 | 87.70% |
2023-07-31 | 15 | 110 | 125 | 88.00% |
2023-06-30 | 15 | 107 | 122 | 87.70% |
2023-05-31 | 15 | 109 | 124 | 87.90% |
2023-04-30 | 15 | 108 | 123 | 87.80% |
2023-03-31 | 15 | 108 | 123 | 87.80% |
2023-02-28 | 16 | 112 | 128 | 87.50% |
2023-01-31 | 16 | 112 | 128 | 87.50% |
2022-12-31 | 16 | 111 | 127 | 87.40% |
2022-11-30 | 17 | 111 | 128 | 86.72% |
2022-10-31 | 17 | 110 | 127 | 86.61% |
2022-09-30 | 17 | 108 | 125 | 86.40% |
2022-08-31 | 17 | 106 | 123 | 86.18% |
2022-07-31 | 17 | 107 | 124 | 86.29% |
2022-06-30 | 17 | 104 | 121 | 85.95% |
2022-05-31 | 17 | 107 | 124 | 86.29% |
2022-04-30 | 17 | 111 | 128 | 86.72% |
2022-03-31 | 17 | 113 | 130 | 86.92% |
2022-02-28 | 17 | 115 | 132 | 87.12% |
2022-01-31 | 16 | 117 | 133 | 87.97% |
2021-12-31 | 15 | 119 | 134 | 88.81% |
2021-11-30 | 16 | 120 | 136 | 88.24% |
2021-10-31 | 16 | 119 | 135 | 88.15% |
2021-09-30 | 17 | 119 | 136 | 87.50% |
2021-08-31 | 18 | 117 | 135 | 86.67% |
2021-07-31 | 18 | 117 | 135 | 86.67% |
2021-06-30 | 18 | 119 | 137 | 86.86% |
2021-05-31 | 18 | 121 | 139 | 87.05% |
2021-04-30 | 19 | 121 | 140 | 86.43% |
2021-03-31 | 19 | 123 | 142 | 86.62% |
2021-02-28 | 19 | 126 | 145 | 86.90% |
2021-01-31 | 19 | 127 | 146 | 86.99% |
2020-12-31 | 19 | 128 | 147 | 87.07% |
2020-11-30 | 19 | 126 | 145 | 86.90% |
2020-10-31 | 19 | 127 | 146 | 86.99% |
2020-09-30 | 19 | 125 | 144 | 86.81% |
2020-08-31 | 19 | 126 | 145 | 86.90% |
2020-07-31 | 19 | 132 | 151 | 87.42% |
2020-06-30 | 19 | 131 | 150 | 87.33% |
2020-05-31 | 19 | 130 | 149 | 87.25% |
2020-04-30 | 19 | 132 | 151 | 87.42% |
2020-03-31 | 19 | 134 | 153 | 87.58% |
2020-02-29 | 19 | 134 | 153 | 87.58% |
2020-01-31 | 19 | 135 | 154 | 87.66% |
2019-12-31 | 19 | 136 | 155 | 87.74% |
2019-11-30 | 19 | 136 | 155 | 87.74% |
2019-10-31 | 17 | 139 | 156 | 89.10% |
2019-09-30 | 17 | 140 | 157 | 89.17% |
2019-08-31 | 17 | 140 | 157 | 89.17% |
2019-07-31 | 16 | 137 | 153 | 89.54% |
2019-06-30 | 16 | 135 | 151 | 89.40% |
2019-05-31 | 16 | 135 | 151 | 89.40% |
2019-04-30 | 16 | 138 | 154 | 89.61% |
2019-03-31 | 17 | 141 | 158 | 89.24% |
2019-02-28 | 17 | 143 | 160 | 89.38% |
2019-01-31 | 17 | 142 | 159 | 89.31% |
2018-12-31 | 18 | 145 | 163 | 88.96% |
2018-11-30 | 18 | 150 | 168 | 89.29% |
2018-10-31 | 18 | 150 | 168 | 89.29% |
2018-09-30 | 18 | 148 | 166 | 89.16% |
2018-08-31 | 18 | 149 | 167 | 89.22% |
2018-07-31 | 18 | 147 | 165 | 89.09% |
2018-06-30 | 19 | 146 | 165 | 88.48% |
2018-05-31 | 17 | 147 | 164 | 89.63% |
2018-04-30 | 16 | 143 | 159 | 89.94% |
2018-03-31 | 16 | 146 | 162 | 90.12% |
2018-02-28 | 16 | 146 | 162 | 90.12% |
2018-01-31 | 16 | 145 | 161 | 90.06% |
2017-12-31 | 18 | 146 | 164 | 89.02% |
2017-11-30 | 18 | 147 | 165 | 89.09% |
2017-10-31 | 18 | 149 | 167 | 89.22% |
2017-09-30 | 17 | 152 | 169 | 89.94% |
2017-08-31 | 18 | 149 | 167 | 89.22% |
2017-07-31 | 17 | 151 | 168 | 89.88% |
2017-06-30 | 17 | 157 | 174 | 90.23% |
2017-05-31 | 17 | 159 | 176 | 90.34% |
2017-04-30 | 18 | 159 | 177 | 89.83% |
2017-03-31 | 20 | 161 | 181 | 88.95% |
2017-02-28 | 20 | 156 | 176 | 88.64% |
2017-01-31 | 20 | 155 | 175 | 88.57% |
2016-12-31 | 20 | 153 | 173 | 88.44% |
2016-11-30 | 17 | 158 | 175 | 90.29% |
2016-10-31 | 17 | 153 | 170 | 90.00% |
2016-09-30 | 13 | 153 | 166 | 92.17% |
2016-08-31 | 14 | 150 | 164 | 91.46% |
2016-07-31 | 13 | 147 | 160 | 91.88% |
2016-06-30 | 13 | 144 | 157 | 91.72% |
2016-05-31 | 14 | 140 | 154 | 90.91% |
2016-04-30 | 14 | 137 | 151 | 90.73% |
2016-03-31 | 16 | 139 | 155 | 89.68% |
2016-02-29 | 14 | 134 | 148 | 90.54% |
2016-01-31 | 15 | 128 | 143 | 89.51% |
2015-12-31 | 15 | 126 | 141 | 89.36% |
2015-11-30 | 15 | 127 | 142 | 89.44% |
2015-10-31 | 15 | 125 | 140 | 89.29% |
2015-09-30 | 15 | 122 | 137 | 89.05% |
2015-08-31 | 14 | 119 | 133 | 89.47% |
2015-07-31 | 14 | 119 | 133 | 89.47% |
2015-06-30 | 12 | 117 | 129 | 90.70% |
2015-05-31 | 12 | 115 | 127 | 90.55% |
2015-04-30 | 11 | 117 | 128 | 91.41% |
2015-03-31 | 11 | 123 | 134 | 91.79% |
2015-02-28 | 13 | 121 | 134 | 90.30% |
2015-01-31 | 13 | 120 | 133 | 90.23% |
2014-12-31 | 13 | 120 | 133 | 90.23% |
2014-11-30 | 13 | 119 | 132 | 90.15% |
2014-10-31 | 13 | 119 | 132 | 90.15% |
2014-09-30 | 13 | 117 | 130 | 90.00% |
2014-08-31 | 13 | 118 | 131 | 90.08% |
2014-07-31 | 12 | 121 | 133 | 90.98% |
2014-06-30 | 12 | 122 | 134 | 91.04% |
2014-05-31 | 12 | 122 | 134 | 91.04% |
2014-04-30 | 11 | 127 | 138 | 92.03% |
2014-03-31 | 12 | 131 | 143 | 91.61% |
2014-02-28 | 12 | 135 | 147 | 91.84% |
2014-01-31 | 12 | 138 | 150 | 92.00% |
2013-12-31 | 12 | 139 | 151 | 92.05% |
2013-11-30 | 11 | 150 | 161 | 93.17% |
2013-10-31 | 11 | 152 | 163 | 93.25% |
2013-09-30 | 10 | 162 | 172 | 94.19% |
2013-08-31 | 11 | 165 | 176 | 93.75% |
2013-07-31 | 11 | 168 | 179 | 93.85% |
2013-06-30 | 10 | 162 | 172 | 94.19% |
2013-05-31 | 11 | 160 | 171 | 93.57% |
2013-04-30 | 10 | 161 | 171 | 94.15% |
2013-03-31 | 13 | 157 | 170 | 92.35% |
2013-02-28 | 13 | 163 | 176 | 92.61% |
2013-01-31 | 13 | 162 | 175 | 92.57% |
2012-12-31 | 13 | 161 | 174 | 92.53% |
2012-11-30 | 15 | 162 | 177 | 91.53% |
2012-10-31 | 15 | 166 | 181 | 91.71% |
2012-09-30 | 15 | 163 | 178 | 91.57% |
2012-08-31 | 18 | 171 | 189 | 90.48% |
2012-07-31 | 18 | 182 | 200 | 91.00% |
2012-06-30 | 18 | 188 | 206 | 91.26% |
2012-05-31 | 10 | 35 | 45 | 77.78% |
2012-04-30 | 9 | 36 | 45 | 80.00% |
2012-03-31 | 10 | 39 | 49 | 79.59% |
2012-02-29 | 11 | 40 | 51 | 78.43% |
2012-01-31 | 11 | 39 | 50 | 78.00% |
2011-12-31 | 11 | 40 | 51 | 78.43% |
2011-11-30 | 11 | 41 | 52 | 78.85% |
2011-10-31 | 10 | 42 | 52 | 80.77% |
2011-09-30 | 10 | 43 | 53 | 81.13% |
2011-08-31 | 11 | 45 | 56 | 80.36% |
2011-07-31 | 11 | 43 | 54 | 79.63% |
2011-06-30 | 11 | 43 | 54 | 79.63% |
2011-05-31 | 10 | 44 | 54 | 81.48% |
2011-04-30 | 10 | 46 | 56 | 82.14% |
2011-03-31 | 11 | 47 | 58 | 81.03% |
2011-02-28 | 12 | 46 | 58 | 79.31% |
2011-01-31 | 12 | 46 | 58 | 79.31% |
2010-12-31 | 12 | 43 | 55 | 78.18% |
2010-11-30 | 12 | 45 | 57 | 78.95% |
2010-10-31 | 12 | 43 | 55 | 78.18% |
2010-09-30 | 13 | 42 | 55 | 76.36% |
2010-08-31 | 13 | 40 | 53 | 75.47% |
2010-07-31 | 11 | 42 | 53 | 79.25% |
2010-06-30 | 10 | 37 | 47 | 78.72% |
2010-05-31 | 10 | 33 | 43 | 76.74% |
2010-04-30 | 9 | 38 | 47 | 80.85% |
2010-03-31 | 9 | 39 | 48 | 81.25% |
2010-02-28 | 9 | 39 | 48 | 81.25% |
2010-01-31 | 10 | 38 | 48 | 79.17% |
2009-12-31 | 10 | 40 | 50 | 80.00% |
2009-11-30 | 9 | 39 | 48 | 81.25% |
2009-10-31 | 8 | 37 | 45 | 82.22% |
2009-09-30 | 8 | 41 | 49 | 83.67% |
2009-08-31 | 9 | 38 | 47 | 80.85% |
2009-07-31 | 6 | 36 | 42 | 85.71% |
2009-06-30 | 6 | 36 | 42 | 85.71% |
2009-05-31 | 5 | 38 | 43 | 88.37% |
2009-04-30 | 5 | 40 | 45 | 88.89% |
2009-03-31 | 5 | 37 | 42 | 88.10% |
2009-02-28 | 5 | 36 | 41 | 87.80% |
2009-01-31 | 5 | 28 | 33 | 84.85% |
2008-12-31 | 4 | 18 | 22 | 81.82% |
2008-11-30 | 4 | 18 | 22 | 81.82% |
2008-10-31 | 4 | 19 | 23 | 82.61% |
2008-09-30 | 4 | 14 | 18 | 77.78% |
2008-08-31 | 4 | 9 | 13 | 69.23% |
2008-07-31 | 4 | 9 | 13 | 69.23% |
2008-06-30 | 4 | 8 | 12 | 66.67% |
2008-05-31 | 4 | 8 | 12 | 66.67% |
2008-04-30 | 4 | 6 | 10 | 60.00% |
2008-03-31 | 4 | 6 | 10 | 60.00% |
2008-02-29 | 4 | 6 | 10 | 60.00% |
2008-01-31 | 4 | 5 | 9 | 55.56% |
2007-12-31 | 4 | 5 | 9 | 55.56% |
2007-11-30 | 5 | 5 | 10 | 50.00% |
2007-10-31 | 4 | 6 | 10 | 60.00% |
2007-09-30 | 4 | 6 | 10 | 60.00% |
2007-08-31 | 4 | 6 | 10 | 60.00% |
2007-07-31 | 4 | 6 | 10 | 60.00% |
2007-06-30 | 4 | 7 | 11 | 63.64% |
2007-05-31 | 4 | 7 | 11 | 63.64% |
2007-04-30 | 4 | 7 | 11 | 63.64% |
2007-03-31 | 4 | 7 | 11 | 63.64% |
2007-02-28 | 4 | 6 | 10 | 60.00% |
2007-01-31 | 4 | 6 | 10 | 60.00% |
2006-12-31 | 4 | 6 | 10 | 60.00% |
2006-11-30 | 4 | 6 | 10 | 60.00% |
2006-10-31 | 4 | 6 | 10 | 60.00% |
2006-09-30 | 4 | 6 | 10 | 60.00% |
2006-08-31 | 4 | 6 | 10 | 60.00% |
2006-07-31 | 4 | 6 | 10 | 60.00% |
2006-06-30 | 2 | 4 | 6 | 66.67% |
2006-05-31 | 2 | 4 | 6 | 66.67% |
2006-04-30 | 2 | 3 | 5 | 60.00% |
2006-03-31 | 2 | 3 | 5 | 60.00% |
2006-02-28 | 2 | 3 | 5 | 60.00% |
2006-01-31 | 2 | 3 | 5 | 60.00% |
2005-12-31 | 2 | 2 | 4 | 50.00% |
2005-11-30 | 2 | 2 | 4 | 50.00% |
2005-10-31 | 3 | 2 | 5 | 40.00% |
2005-09-30 | 2 | 3 | 5 | 60.00% |
2005-08-31 | 2 | 3 | 5 | 60.00% |
2005-07-31 | 2 | 3 | 5 | 60.00% |
2005-06-30 | 2 | 3 | 5 | 60.00% |
2005-05-31 | 2 | 3 | 5 | 60.00% |
2005-04-30 | 2 | 3 | 5 | 60.00% |
2005-03-31 | 2 | 2 | 4 | 50.00% |
2005-02-28 | 2 | 2 | 4 | 50.00% |
2005-01-31 | 2 | 2 | 4 | 50.00% |
2004-12-31 | 2 | 2 | 4 | 50.00% |
2004-11-30 | 2 | 2 | 4 | 50.00% |
2004-10-31 | 3 | 1 | 4 | 25.00% |
2004-09-30 | 3 | 1 | 4 | 25.00% |
2004-08-31 | 3 | 2 | 5 | 40.00% |
2004-07-31 | 3 | 3 | 6 | 50.00% |
2004-06-30 | 2 | 2 | 4 | 50.00% |
2004-05-31 | 1 | 3 | 4 | 75.00% |
2004-04-30 | 1 | 3 | 4 | 75.00% |
2004-03-31 | 2 | 4 | 6 | 66.67% |
2004-02-29 | 2 | 3 | 5 | 60.00% |
2004-01-31 | 1 | 3 | 4 | 75.00% |
2003-12-31 | 1 | 3 | 4 | 75.00% |
2003-11-30 | 1 | 3 | 4 | 75.00% |
2003-10-31 | 1 | 3 | 4 | 75.00% |
2003-09-30 | 1 | 0 | 1 | 0.00% |
2003-08-31 | 1 | 0 | 1 | 0.00% |
2003-07-31 | 1 | 0 | 1 | 0.00% |
2003-06-30 | 1 | 0 | 1 | 0.00% |
2003-05-31 | 1 | 0 | 1 | 0.00% |
2003-04-30 | 1 | 0 | 1 | 0.00% |
2003-03-31 | 1 | 0 | 1 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy