HAITONG INTERNATIONAL CAPITAL LIMITED 海通國際資本有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 15 | 77 | 92 | 83.70% |
| 2023-12-31 | 14 | 80 | 94 | 85.11% |
| 2022-12-31 | 13 | 81 | 94 | 86.17% |
| 2021-12-31 | 10 | 82 | 92 | 89.13% |
| 2020-12-31 | 8 | 65 | 73 | 89.04% |
| 2019-12-31 | 8 | 51 | 59 | 86.44% |
| 2018-12-31 | 9 | 47 | 56 | 83.93% |
| 2017-12-31 | 8 | 35 | 43 | 81.40% |
| 2016-12-31 | 10 | 39 | 49 | 79.59% |
| 2015-12-31 | 9 | 30 | 39 | 76.92% |
| 2014-12-31 | 9 | 22 | 31 | 70.97% |
| 2013-12-31 | 7 | 22 | 29 | 75.86% |
| 2012-12-31 | 5 | 27 | 32 | 84.38% |
| 2011-12-31 | 7 | 23 | 30 | 76.67% |
| 2010-12-31 | 7 | 16 | 23 | 69.57% |
| 2009-12-31 | 5 | 9 | 14 | 64.29% |
| 2008-12-31 | 6 | 9 | 15 | 60.00% |
| 2007-12-31 | 8 | 6 | 14 | 42.86% |
| 2006-12-31 | 6 | 10 | 16 | 62.50% |
| 2005-12-31 | 9 | 8 | 17 | 47.06% |
| 2004-12-31 | 6 | 10 | 16 | 62.50% |
| 2003-12-31 | 6 | 10 | 16 | 62.50% |
| 2003-03-31 | 6 | 11 | 17 | 64.71% |
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