BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2022-07-02 19 186 205 90.73%
2021-12-31 17 191 208 91.83%
2020-12-31 14 190 204 93.14%
2019-12-31 14 206 220 93.64%
2018-12-31 14 224 238 94.12%
2017-12-31 12 213 225 94.67%
2016-12-31 10 223 233 95.71%
2015-12-31 12 250 262 95.42%
2014-12-31 13 253 266 95.11%
2013-12-31 11 226 237 95.36%
2012-12-31 9 188 197 95.43%
2011-12-31 7 179 186 96.24%
2010-12-31 5 156 161 96.89%
2009-12-31 5 146 151 96.69%
2008-12-31 5 124 129 96.12%
2007-12-31 7 99 106 93.40%
2006-12-31 8 69 77 89.61%
2005-12-31 6 68 74 91.89%
2004-12-31 6 61 67 91.04%
2003-12-31 5 72 77 93.51%
2003-03-31 6 81 87 93.10%

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