BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-23 | 19 | 211 | 230 | 91.74% |
| 2023-12-31 | 19 | 206 | 225 | 91.56% |
| 2022-12-31 | 17 | 200 | 217 | 92.17% |
| 2021-12-31 | 17 | 191 | 208 | 91.83% |
| 2020-12-31 | 14 | 190 | 204 | 93.14% |
| 2019-12-31 | 14 | 206 | 220 | 93.64% |
| 2018-12-31 | 14 | 224 | 238 | 94.12% |
| 2017-12-31 | 12 | 213 | 225 | 94.67% |
| 2016-12-31 | 10 | 223 | 233 | 95.71% |
| 2015-12-31 | 12 | 250 | 262 | 95.42% |
| 2014-12-31 | 13 | 253 | 266 | 95.11% |
| 2013-12-31 | 11 | 226 | 237 | 95.36% |
| 2012-12-31 | 9 | 188 | 197 | 95.43% |
| 2011-12-31 | 7 | 179 | 186 | 96.24% |
| 2010-12-31 | 5 | 156 | 161 | 96.89% |
| 2009-12-31 | 5 | 146 | 151 | 96.69% |
| 2008-12-31 | 5 | 124 | 129 | 96.12% |
| 2007-12-31 | 7 | 99 | 106 | 93.40% |
| 2006-12-31 | 8 | 69 | 77 | 89.61% |
| 2005-12-31 | 6 | 68 | 74 | 91.89% |
| 2004-12-31 | 6 | 61 | 67 | 91.04% |
| 2003-12-31 | 5 | 72 | 77 | 93.51% |
| 2003-03-31 | 6 | 81 | 87 | 93.10% |
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