BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-05 18 211 229 92.14%
2024-04-30 18 211 229 92.14%
2024-03-31 19 209 228 91.67%
2024-02-29 19 209 228 91.67%
2024-01-31 19 211 230 91.74%
2023-12-31 19 206 225 91.56%
2023-11-30 18 208 226 92.04%
2023-10-31 18 206 224 91.96%
2023-09-30 18 207 225 92.00%
2023-08-31 19 206 225 91.56%
2023-07-31 19 199 218 91.28%
2023-06-30 18 199 217 91.71%
2023-05-31 18 198 216 91.67%
2023-04-30 18 197 215 91.63%
2023-03-31 18 197 215 91.63%
2023-02-28 18 197 215 91.63%
2023-01-31 18 199 217 91.71%
2022-12-31 17 200 217 92.17%
2022-11-30 17 201 218 92.20%
2022-10-31 17 200 217 92.17%
2022-09-30 18 199 217 91.71%
2022-08-31 19 190 209 90.91%
2022-07-31 19 180 199 90.45%
2022-06-30 19 185 204 90.69%
2022-05-31 20 192 212 90.57%
2022-04-30 19 196 215 91.16%
2022-03-31 19 195 214 91.12%
2022-02-28 19 196 215 91.16%
2022-01-31 19 193 212 91.04%
2021-12-31 17 191 208 91.83%
2021-11-30 15 180 195 92.31%
2021-10-31 15 177 192 92.19%
2021-09-30 15 178 193 92.23%
2021-08-31 14 180 194 92.78%
2021-07-31 15 173 188 92.02%
2021-06-30 15 177 192 92.19%
2021-05-31 15 175 190 92.11%
2021-04-30 15 182 197 92.39%
2021-03-31 15 187 202 92.57%
2021-02-28 15 188 203 92.61%
2021-01-31 15 187 202 92.57%
2020-12-31 14 190 204 93.14%
2020-11-30 14 191 205 93.17%
2020-10-31 14 194 208 93.27%
2020-09-30 14 195 209 93.30%
2020-08-31 14 199 213 93.43%
2020-07-31 14 204 218 93.58%
2020-06-30 14 205 219 93.61%
2020-05-31 14 207 221 93.67%
2020-04-30 14 208 222 93.69%
2020-03-31 14 207 221 93.67%
2020-02-29 14 208 222 93.69%
2020-01-31 14 210 224 93.75%
2019-12-31 14 206 220 93.64%
2019-11-30 13 208 221 94.12%
2019-10-31 13 210 223 94.17%
2019-09-30 13 209 222 94.14%
2019-08-31 14 209 223 93.72%
2019-07-31 14 210 224 93.75%
2019-06-30 14 219 233 93.99%
2019-05-31 14 222 236 94.07%
2019-04-30 15 224 239 93.72%
2019-03-31 14 226 240 94.17%
2019-02-28 14 227 241 94.19%
2019-01-31 14 225 239 94.14%
2018-12-31 14 224 238 94.12%
2018-11-30 13 224 237 94.51%
2018-10-31 13 223 236 94.49%
2018-09-30 13 217 230 94.35%
2018-08-31 14 215 229 93.89%
2018-07-31 14 213 227 93.83%
2018-06-30 14 211 225 93.78%
2018-05-31 16 215 231 93.07%
2018-04-30 16 215 231 93.07%
2018-03-31 16 219 235 93.19%
2018-02-28 16 216 232 93.10%
2018-01-31 14 214 228 93.86%
2017-12-31 12 213 225 94.67%
2017-11-30 12 215 227 94.71%
2017-10-31 10 220 230 95.65%
2017-09-30 10 225 235 95.74%
2017-08-31 9 217 226 96.02%
2017-07-31 9 222 231 96.10%
2017-06-30 9 225 234 96.15%
2017-05-31 9 229 238 96.22%
2017-04-30 10 233 243 95.88%
2017-03-31 10 228 238 95.80%
2017-02-28 10 229 239 95.82%
2017-01-31 10 226 236 95.76%
2016-12-31 10 223 233 95.71%
2016-11-30 10 222 232 95.69%
2016-10-31 10 230 240 95.83%
2016-09-30 10 232 242 95.87%
2016-08-31 10 234 244 95.90%
2016-07-31 10 232 242 95.87%
2016-06-30 10 236 246 95.93%
2016-05-31 12 239 251 95.22%
2016-04-30 12 247 259 95.37%
2016-03-31 12 256 268 95.52%
2016-02-29 12 258 270 95.56%
2016-01-31 12 255 267 95.51%
2015-12-31 12 250 262 95.42%
2015-11-30 12 250 262 95.42%
2015-10-31 12 252 264 95.45%
2015-09-30 12 248 260 95.38%
2015-08-31 12 245 257 95.33%
2015-07-31 13 245 258 94.96%
2015-06-30 13 251 264 95.08%
2015-05-31 13 252 265 95.09%
2015-04-30 13 254 267 95.13%
2015-03-31 13 257 270 95.19%
2015-02-28 13 256 269 95.17%
2015-01-31 13 251 264 95.08%
2014-12-31 13 253 266 95.11%
2014-11-30 13 254 267 95.13%
2014-10-31 12 247 259 95.37%
2014-09-30 11 242 253 95.65%
2014-08-31 11 235 246 95.53%
2014-07-31 11 225 236 95.34%
2014-06-30 11 214 225 95.11%
2014-05-31 11 212 223 95.07%
2014-04-30 11 225 236 95.34%
2014-03-31 11 228 239 95.40%
2014-02-28 11 229 240 95.42%
2014-01-31 11 226 237 95.36%
2013-12-31 11 226 237 95.36%
2013-11-30 11 225 236 95.34%
2013-10-31 11 217 228 95.18%
2013-09-30 11 215 226 95.13%
2013-08-31 11 213 224 95.09%
2013-07-31 11 216 227 95.15%
2013-06-30 11 214 225 95.11%
2013-05-31 11 215 226 95.13%
2013-04-30 12 221 233 94.85%
2013-03-31 12 222 234 94.87%
2013-02-28 8 187 195 95.90%
2013-01-31 9 187 196 95.41%
2012-12-31 9 188 197 95.43%
2012-11-30 9 191 200 95.50%
2012-10-31 9 190 199 95.48%
2012-09-30 6 188 194 96.91%
2012-08-31 7 188 195 96.41%
2012-07-31 7 189 196 96.43%
2012-06-30 7 197 204 96.57%
2012-05-31 7 197 204 96.57%
2012-04-30 7 197 204 96.57%
2012-03-31 7 198 205 96.59%
2012-02-29 7 190 197 96.45%
2012-01-31 7 181 188 96.28%
2011-12-31 7 179 186 96.24%
2011-11-30 7 180 187 96.26%
2011-10-31 7 190 197 96.45%
2011-09-30 7 179 186 96.24%
2011-08-31 6 175 181 96.69%
2011-07-31 6 176 182 96.70%
2011-06-30 6 174 180 96.67%
2011-05-31 6 180 186 96.77%
2011-04-30 6 180 186 96.77%
2011-03-31 6 178 184 96.74%
2011-02-28 6 162 168 96.43%
2011-01-31 6 164 170 96.47%
2010-12-31 5 156 161 96.89%
2010-11-30 5 152 157 96.82%
2010-10-31 5 151 156 96.79%
2010-09-30 5 146 151 96.69%
2010-08-31 5 148 153 96.73%
2010-07-31 5 146 151 96.69%
2010-06-30 5 138 143 96.50%
2010-05-31 5 139 144 96.53%
2010-04-30 5 140 145 96.55%
2010-03-31 5 143 148 96.62%
2010-02-28 5 144 149 96.64%
2010-01-31 5 144 149 96.64%
2009-12-31 5 146 151 96.69%
2009-11-30 5 145 150 96.67%
2009-10-31 5 138 143 96.50%
2009-09-30 5 135 140 96.43%
2009-08-31 5 130 135 96.30%
2009-07-31 5 126 131 96.18%
2009-06-30 5 118 123 95.93%
2009-05-31 5 112 117 95.73%
2009-04-30 5 116 121 95.87%
2009-03-31 5 122 127 96.06%
2009-02-28 5 123 128 96.09%
2009-01-31 5 123 128 96.09%
2008-12-31 5 124 129 96.12%
2008-11-30 5 122 127 96.06%
2008-10-31 4 123 127 96.85%
2008-09-30 4 124 128 96.88%
2008-08-31 4 121 125 96.80%
2008-07-31 4 116 120 96.67%
2008-06-30 5 103 108 95.37%
2008-05-31 6 102 108 94.44%
2008-04-30 6 100 106 94.34%
2008-03-31 6 98 104 94.23%
2008-02-29 6 99 105 94.29%
2008-01-31 7 101 108 93.52%
2007-12-31 7 99 106 93.40%
2007-11-30 7 98 105 93.33%
2007-10-31 7 98 105 93.33%
2007-09-30 7 92 99 92.93%
2007-08-31 7 83 90 92.22%
2007-07-31 7 82 89 92.13%
2007-06-30 7 76 83 91.57%
2007-05-31 7 73 80 91.25%
2007-04-30 9 63 72 87.50%
2007-03-31 8 66 74 89.19%
2007-02-28 8 70 78 89.74%
2007-01-31 8 70 78 89.74%
2006-12-31 8 69 77 89.61%
2006-11-30 7 70 77 90.91%
2006-10-31 7 71 78 91.03%
2006-09-30 7 68 75 90.67%
2006-08-31 7 68 75 90.67%
2006-07-31 6 72 78 92.31%
2006-06-30 7 70 77 90.91%
2006-05-31 7 69 76 90.79%
2006-04-30 7 66 73 90.41%
2006-03-31 7 67 74 90.54%
2006-02-28 6 70 76 92.11%
2006-01-31 6 69 75 92.00%
2005-12-31 6 68 74 91.89%
2005-11-30 6 68 74 91.89%
2005-10-31 6 67 73 91.78%
2005-09-30 6 69 75 92.00%
2005-08-31 6 67 73 91.78%
2005-07-31 6 62 68 91.18%
2005-06-30 6 61 67 91.04%
2005-05-31 6 61 67 91.04%
2005-04-30 6 61 67 91.04%
2005-03-31 6 58 64 90.63%
2005-02-28 6 61 67 91.04%
2005-01-31 6 61 67 91.04%
2004-12-31 6 61 67 91.04%
2004-11-30 6 76 82 92.68%
2004-10-31 6 78 84 92.86%
2004-09-30 6 79 85 92.94%
2004-08-31 6 75 81 92.59%
2004-07-31 6 74 80 92.50%
2004-06-30 6 72 78 92.31%
2004-05-31 6 72 78 92.31%
2004-04-30 5 71 76 93.42%
2004-03-31 5 70 75 93.33%
2004-02-29 5 73 78 93.59%
2004-01-31 5 70 75 93.33%
2003-12-31 5 72 77 93.51%
2003-11-30 5 71 76 93.42%
2003-10-31 5 71 76 93.42%
2003-09-30 4 73 77 94.81%
2003-08-31 5 71 76 93.42%
2003-07-31 5 74 79 93.67%
2003-06-30 5 77 82 93.90%
2003-05-31 5 78 83 93.98%
2003-04-30 6 79 85 92.94%
2003-03-31 6 81 87 93.10%

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