BGC SECURITIES (HONG KONG) LLC
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-23 | 6 | 26 | 32 | 81.25% |
2023-12-31 | 5 | 26 | 31 | 83.87% |
2022-12-31 | 6 | 31 | 37 | 83.78% |
2021-12-31 | 6 | 32 | 38 | 84.21% |
2020-12-31 | 6 | 24 | 30 | 80.00% |
2019-12-31 | 5 | 34 | 39 | 87.18% |
2018-12-31 | 4 | 29 | 33 | 87.88% |
2017-12-31 | 3 | 26 | 29 | 89.66% |
2016-12-31 | 2 | 27 | 29 | 93.10% |
2015-12-31 | 2 | 32 | 34 | 94.12% |
2014-12-31 | 2 | 31 | 33 | 93.94% |
2013-12-31 | 2 | 40 | 42 | 95.24% |
2012-12-31 | 3 | 45 | 48 | 93.75% |
2011-12-31 | 6 | 44 | 50 | 88.00% |
2010-12-31 | 6 | 49 | 55 | 89.09% |
2009-12-31 | 5 | 39 | 44 | 88.64% |
2008-12-31 | 7 | 25 | 32 | 78.13% |
2007-12-31 | 4 | 8 | 12 | 66.67% |
2006-12-31 | 2 | 8 | 10 | 80.00% |
2005-12-31 | 2 | 6 | 8 | 75.00% |
2004-12-31 | 2 | 9 | 11 | 81.82% |
2003-12-31 | 1 | 4 | 5 | 80.00% |
2003-03-31 | 1 | 4 | 5 | 80.00% |
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