HANG SENG INVESTMENT SERVICES LIMITED 恒生投資服務有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2022-05-29 3 29 32 90.63%
2021-12-31 3 31 34 91.18%
2020-12-31 3 25 28 89.29%
2019-12-31 3 24 27 88.89%
2018-12-31 3 24 27 88.89%
2017-12-31 3 20 23 86.96%
2016-12-31 3 18 21 85.71%
2015-12-31 3 14 17 82.35%
2014-12-31 2 13 15 86.67%
2013-12-31 4 13 17 76.47%
2012-12-31 6 11 17 64.71%
2011-12-31 7 12 19 63.16%
2010-12-31 5 13 18 72.22%
2009-12-31 5 11 16 68.75%
2008-12-31 4 16 20 80.00%
2007-12-31 5 13 18 72.22%
2006-12-31 5 11 16 68.75%
2005-12-31 5 9 14 64.29%
2004-12-31 6 9 15 60.00%
2003-12-31 6 6 12 50.00%
2003-03-31 6 5 11 45.45%

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