WHARTON INVESTMENT ADVISORS LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2003 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Karkhanis, Sarang Maitreya (SFC:AGL754) | Rep | 2003-08-29 | |||
2 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | Rep | 2005-10-19 | |||
3 | Littell, Christopher James | M | Rep | 2005-05-25 | ||
4 | Post, David Kenneth | M | RO | 2014-09-30 | ||
5 | Post, Vanessa Jane (SFC:ABR240) | F | RO | 2015-02-09 |
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