GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
Role From Until
1 Bradford, David John M Rep 2004-11-22 2007-07-24
2 Crossan, Robert Emmit M Rep 2003-06-30
3 Halper, Brady Seth M Rep 2004-09-22
4 Hine, Peter John M Rep 2005-03-23
5 Mariano, Timothy Charles M Rep 2005-03-09
6 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
7 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14

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