Bradford, David John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2004-11-22 | 2007-07-24 | RO | Automated trading services | 2007-07-24 | 2009-06-03 | RO | Dealing in securities | 2007-07-24 | 2009-06-03 | Rep | Automated trading services | 2009-06-03 | 2011-03-22 | Rep | Dealing in securities | 2009-06-03 | 2011-03-22 | RO | Automated trading services | 2011-03-22 | 2021-10-29 | RO | Dealing in securities | 2011-03-22 | 2021-10-29 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2022-01-03 | 2022-08-12 |
| 3 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2022-11-07 | 2023-09-28 |
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