SOFAER GLOBAL RESEARCH (HK) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Chang, Wai Lun 張偉麟			Rep	2005-03-01	2005-05-18
2	Faber, Markus			RO	2004-10-14	2006-11-17
3	Lui, Cissy Pui Sze 呂沛詩			Rep		2005-09-08
4	Shamash, Mark Naim		M	RO	2005-04-04	2005-10-01
5	Whyte, Timothy James		M	RO	2005-03-08	2008-07-31

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