SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Chum, Terrace Pak Hing 覃伯興		M	ACZ116	RO	2003-12-12	2006-03-31
2	Willoughby, Thomas Jeremy		M	AJH489	RO	2003-12-12	2006-06-09

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