SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Berrisford, Carl Thomas M AIZ256 Rep 2004-03-16 2004-05-04
2 Chan, Maureen Wai Ling 陳慧玲 F ACU384 Rep 2004-04-27 2011-03-18
3 Chan, Wai Lung (SFC:AAC760) 陳偉隆 AAC760 Rep 2008-03-18
4 Cheung, Frances 張淑嫻 F AGG658 Rep 2003-07-30 2005-10-05
5 Foo, King Wah 符敬華 ADT598 Rep 2004-06-30
6 Kwan, Chi Hong (SFC:AJB565) 關志康 AJB565 Rep 2003-08-13 2004-04-08
7 Lam, May Mei Kam 林美金 F AAE339 RO 2010-10-18
8 Lee, Jiin Yih 李謹亦 AML646 Rep 2005-11-04 2007-09-11
9 Leung, Chun Shing 梁俊成 ALG206 Rep 2004-11-12 2007-09-15
10 Man, Kon Sum 文幹森 AFI890 Rep 2004-10-15 2005-07-08
11 Wong, Benny Man San 黃文山 M ADN019 Rep 2003-07-24 2004-02-17
12 Yeung, Kent Lai Wing 楊禮榮 AIC463 Rep 2004-08-17 2005-02-08
13 Yip, Shui Key 葉紹基 ACS410 RO 2004-08-11 2005-11-18
14 Yonts, Charles Anthony M AJM207 Rep 2004-04-01 2004-10-18
15 Yuen, Man Yan 袁文茵 AAE316 RO 2010-10-18

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