Berrisford, Carl Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-05-23 | 2004-01-15 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-13 | 2005-08-04 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-16 | 2004-05-04 |
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