CHI CAPITAL SECURITIES LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Chui, Bing Sun 徐秉辰 29 M AMU554 RO 2006-03-16 2007-01-16
2 Du, Trinh C 謝昭程 ADI099 RO 2004-09-07 2004-10-29
3 Giang, Maryanne Phung Van 江鳳文 AEL911 RO 2005-02-16 2005-12-07
Rep 2005-12-07 2006-04-03
4 Lam, Kar Leung 林家良 AAD541 Rep 2006-03-07 2006-05-25
5 Wat, Chi Ming 屈志銘 ADU895 RO 2004-09-07 2005-05-09
6 Wong, Charles Chau Chi 黃秋智 42 M ACS816 RO 2005-03-04 2005-12-02
7 Wu, Alan (SFC:AFH037) 伍德倫 M AFH037 RO 2005-11-25 2006-03-15
8 Yao, Li (SFC:AMI619) 姚黎 AMI619 Rep 2005-10-17 2006-04-03

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