BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Kwan, Jacqueline Wan Fung 關韻楓		F	RO	2004-11-19	2011-03-31
2	Mak, Doris Sau Fong 麥秀芳			Rep		2011-03-31
3	Shi, Xiaoting 施曉廷			Rep	2005-11-24	2011-04-21
4	Tse, Joseph Siu Hung 謝少雄		M	RO		2014-03-31
5	Wong, Lai San 王麗珊			RO	2004-11-08	2011-03-31

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