SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 山證國際金融控股有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Chan, Kai Chun (SFC:APQ512) 陳啟俊			Rep	2007-09-19	2009-01-01
2	Cheng, Kung 鄭恭			Rep	2007-08-01	2007-09-07
3	Lau, Chi Ho (SFC:AJD618) 劉志豪			Rep	2007-06-05	2008-11-24
4	Tang, Chi Hong 鄧志康			RO	2007-05-18	2008-04-30
5	Yao, Qin (SFC:AOK947) 姚勤			RO	2007-05-18	2007-06-18
6	Yeung, Fan (SFC:AJD919) 楊帆			Rep	2007-09-11	2008-11-24
7	Yu, Junli 于軍礼			RO	2007-05-18	2009-05-16
8	Yu, Yu Kin (SFC:APR199) 俞裕堅			Rep	2007-09-24	2009-02-01

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