HSBC SECURITIES (ASIA) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	Role	From	Until
1	Dunham, Christopher Mark		M	RO	2007-07-23	2009-02-18
2	Hancock, Jonathan Stiles		M	RO		2009-01-31
3	Ko, Desmond Chin Hung 高展雄		M	Rep	2007-07-26	2008-11-11
4	Lee, Louis Pang 李鵬		M	Rep	2007-09-11	2008-11-11
5	Ng, Chi Hung (SFC:APM137) 吳志雄			Rep	2007-08-27	2008-11-11
6	Ngai, Thomas Kwok Kan 危國根		M	Rep		2012-04-03
7	Patel, Rakesh (SFC:ALI605)		M	RO	2006-05-16	2018-08-31
8	Sim, Mong Kwang 沈茂琼			Rep		2010-12-20
9	Wallace, Lee Peter		M	RO	2006-05-16	2008-11-18

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