GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Aquino, Derrick Anthony Constantino M ANG464 Rep 2006-06-05 2009-08-19
2 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
3 Bollerman, Luke Andre M ARI552 Rep 2008-07-29 2009-07-31
4 Bradford, David John M ADO053 RO 2007-07-24 2009-06-03
5 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
6 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
7 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
8 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 AHT189 Rep 2005-02-17 2009-12-10
9 Mariano, Timothy Charles M AHC188 RO 2005-03-09 2019-05-15
10 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
11 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
12 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
13 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
14 Wilson, Matthew Elliot M ARB300 Rep 2008-06-19 2010-04-15

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