Aviva Portfolio Investment Services Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chau, Eddie Kai Hong 周啟康		M	ATC360	Rep	2009-07-06	2010-11-26
2	Cheng, Koon Yiu 鄭冠堯			APG282	Rep	2009-06-29	2010-11-26
3	Lau, Dennis Chun Fai 劉振輝		M	AAW772	RO	2009-04-30	2009-05-15
4	Mok, Kin Foon 莫健歡			ACB889	Rep	2009-09-15	2009-11-19
5	Phipps, Simon Bradley	42	M	AOU492	RO	2009-04-30	2010-03-31
6	Woo, John Kwok Kwong 胡國光		M	ACS669	RO	2009-04-30	2010-05-31
7	Yeung, Connie Oi Chun 楊愛珍		F	ARO524	RO	2009-04-30	2009-10-30
8	Yip, Chi Hung (SFC:ATI898) 葉志雄			ATI898	RO	2009-09-28	2009-11-02

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