Cowen Structured Products Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Mann, David Isaac | M | RO | 2006-10-20 | 2009-06-17 | |
Rep | 2009-06-17 | 2009-07-21 | ||||
2 | Mok, Hoi Chung 莫海忠 | RO | 2006-10-20 | 2007-03-09 | ||
3 | Moore, Ross James | M | RO | 2008-01-18 | 2009-10-20 | |
4 | Saari, Raino Allen | RO | 2009-03-02 | 2011-11-30 |
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