EMP-DAIWA CAPITAL ASIA LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Lo, Charmaine Shuk Man 羅淑文	25	F	ANT856	Rep	2008-09-29	2010-08-31
2	Tan, Darren (SFC:AQH372)		M	AQH372	RO	2008-11-19	2010-08-31

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