JEFFERIES BACHE (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Barratt, Grant David (SFC:AOU485)		M	AOU485	RO	2008-01-28	2010-12-13
2	Gershon, Barry Jonathan		M	APY935	RO	2007-11-06	2012-11-30
3	Leung, Kin Man (SFC:ARR823) 梁建雯			ARR823	Rep	2008-10-06	2012-11-30
4	Malhotra, Ashwan Kumar		M	AEE311	RO	2005-09-22	2013-06-11

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