Ellerston Capital (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Choi, Stephen		M	AHA284	Rep	2008-12-11	2009-12-23
2	Green, Martin John Alan		M	APY689	RO	2008-01-04	2008-06-27
					Rep	2008-06-27	2009-12-23
3	Ho, Kok Hoong			ARI521	Rep	2008-07-14	2010-03-05
4	Karthigesu, Ganeshan Ramesh		M	APY695	Rep	2008-01-08	2009-06-12
5	Nagpal, Shantanu			AOV057	Rep	2008-02-05	2008-06-27
					RO	2008-06-27	2010-02-26
6	O'Sullivan, Brian John		M	ATH813	RO	2009-07-13	2010-03-31
7	Poswell, Glenn Darren		M	APY681	RO	2008-01-04	2009-06-18

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