Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Hornsleth, Lars | AVD125 | RO | 2011-01-19 | 2014-03-13 | ||
2 | Kwan, Hann Long 關翰龍 | AVD142 | Rep | 2011-01-20 | 2011-07-15 | ||
3 | Lee, Francis (SFC:AIM240) 李紀綱 | M | AIM240 | RO | 2011-01-19 | 2014-08-08 | |
4 | Leung, Ching Man (SFC:ANU059) 梁靜雯 | ANU059 | Rep | 2011-01-20 | 2011-10-28 | ||
5 | Poon, Kit Man Joe 潘傑文 | AYC465 | Rep | 2011-09-23 | 2012-12-18 | ||
6 | Tsai, Tik Sze 蔡奕詩 | AOJ333 | Rep | 2011-01-20 | 2014-06-30 | ||
7 | Umatani, Toru | AVD144 | RO | 2011-01-19 | 2011-06-13 | ||
8 | Wan, Sok Mun 溫淑敏 | AVD145 | RO | 2011-01-19 | 2012-09-06 | ||
9 | Wong, Chi Ching (SFC:ANY418) 黃持正 | ANY418 | Rep | 2011-01-20 | 2013-07-02 |
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