Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Capasso, Michael Howard		M	ADL343	RO	2010-08-23	2019-07-19
2	Gupta, Amit (SFC:AEM782)			AEM782	RO	2010-08-23
3	Marquardt, William Laurent		M	AXM469	Rep	2011-07-04	2012-01-25
4	Petty, Robert Dean		M	ARD755	RO	2010-08-23

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