PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Chang, Lama Kit Sun 張潔新 ACC422 RO 2008-02-01 2013-02-28
2 Marostica, Mark Alfred Steven M ASZ334 RO 2010-09-01 2012-10-11
3 Marsh, James Milton Jr M AWK209 Rep 2011-01-13 2012-10-11
4 Potter, Alexander Eugene M AVV904 Rep 2010-09-06 2012-10-11
5 Riggs, John West M ARO321 Rep 2010-04-01 2012-10-31

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