WHEELOCK CHATFIELD LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Ho, Yin Ming (SFC:ADZ149) 何燕明			ADZ149	RO	2006-07-13	2015-08-28
2	Hung, Hing On 孔慶安		M	ACR693	RO	2010-09-29	2020-10-14

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