Barings Investment Advisers (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Forster, Shane Anthony (SFC:BBB058)		M	BBB058	RO	2013-04-16	2017-08-31
2	Kanthatham, Phanuwit			ASE875	RO	2009-05-08	2018-01-23
3	Lau, Tracy Ho Yee 劉可兒		F	AOQ704	Rep	2011-04-14	2013-01-07
					RO	2013-01-07	2018-01-23
4	Lee, Giselle Chi Sau 李之秀			ACA198	RO	2013-04-25	2016-12-23
5	Loke, Weng Keong 陸永強			AQF066	Rep	2011-04-14	2011-11-17
					RO	2011-11-17	2013-01-18
6	Zhong, Anna Hua		F	AJI712	RO	2009-05-08	2017-09-22

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