Bell Potter Securities (HK) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Brice, Christopher Richard		M	BAM422	RO	2012-12-31	2018-04-30
2	Kirton, Daniel Earle William		M	ASH434	RO	2012-10-29	2025-02-20
3	Shum, Katharine Ka Wai 沈嘉慧		F	BAK931	Rep	2012-11-07	2016-08-02

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