Barings Investment Advisers (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Chan, Chung Leung (SFC:APH607) 陳頌良			Rep	2014-04-30	2017-09-22
2	Downes, Michael James (SFC:BDF595)		M	Rep	2014-04-30	2017-09-22
3	Forster, Shane Anthony (SFC:BBB058)		M	RO	2013-04-16	2017-08-31
4	Kanthatham, Phanuwit			RO	2009-05-08	2018-01-23
5	Lau, Tracy Ho Yee 劉可兒		F	Rep	2011-04-14	2013-01-07
				RO	2013-01-07	2018-01-23
6	Lee, Giselle Chi Sau 李之秀			RO	2013-04-25	2016-12-23
7	Loke, Weng Keong 陸永強			Rep	2011-04-14	2011-11-17
				RO	2011-11-17	2013-01-18
8	Zhong, Anna Hua		F	RO	2009-05-08	2017-09-22

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