Schroder Adveq Management (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Kim, Young A			ARL484	Rep	2013-07-02	2014-01-27
					RO	2014-01-27	2017-04-28
2	Liden, Sven Erik		M	BAE409	RO	2013-01-02	2018-01-31
3	Seex, David Christopher Edward (SFC:ALG024)		M	ALG024	RO	2013-01-02	2019-05-08

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