Barings Investment Advisers (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chan, Chung Leung (SFC:APH607) 陳頌良 | APH607 | Rep | 2014-04-30 | 2017-09-22 | ||
2 | Choe, Kyung Ho | BDR804 | Rep | 2014-09-16 | 2017-09-22 | ||
3 | Downes, Michael James (SFC:BDF595) | M | BDF595 | Rep | 2014-04-30 | 2017-09-22 | |
4 | Forster, Shane Anthony (SFC:BBB058) | M | BBB058 | RO | 2013-04-16 | 2017-08-31 | |
5 | Kanthatham, Phanuwit | ASE875 | RO | 2009-05-08 | 2018-01-23 | ||
6 | Lau, Tracy Ho Yee 劉可兒 | F | AOQ704 | Rep | 2011-04-14 | 2013-01-07 | |
RO | 2013-01-07 | 2018-01-23 | |||||
7 | Lee, Giselle Chi Sau 李之秀 | ACA198 | RO | 2013-04-25 | 2016-12-23 | ||
8 | Loke, Weng Keong 陸永強 | AQF066 | Rep | 2011-04-14 | 2011-11-17 | ||
RO | 2011-11-17 | 2013-01-18 | |||||
9 | Zhong, Anna Hua | F | AJI712 | RO | 2009-05-08 | 2017-09-22 |
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