Argonaut Securities (Asia) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Chang, Patrick M AYY711 Rep 2012-02-21 2016-06-16
2 Christie, Ian Andrew M AZB957 Rep 2012-03-02 2016-09-29
3 Gordon, Glen (SFC:AWT838) M AWT838 Rep 2014-02-13 2016-07-18
4 Lau, Hiu Wai (SFC:ALA867) 劉曉慧 ALA867 Rep 2015-01-05 2017-10-31
5 Rigg, Edward Godfrey M AXO053 RO 2011-09-08 2021-11-30
6 Rooney, Damian Blaise Hall M AXO056 Rep 2011-09-12 2021-11-30
7 Smithson, Travis Lorne AHE465 RO 2011-09-08 2017-09-20
8 Southee, Gregory Ryan M AXO055 RO 2011-09-08 2021-11-30
9 Wippl, Christopher Rudolph M AXO054 RO 2011-09-08 2021-11-30
10 Wu, Chun-han 吳昀翰 AXH168 Rep 2012-07-03 2021-02-26

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