Argonaut Securities (Asia) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chang, Patrick | M | AYY711 | Rep | 2012-02-21 | 2016-06-16 | |
2 | Christie, Ian Andrew | M | AZB957 | Rep | 2012-03-02 | 2016-09-29 | |
3 | Gordon, Glen (SFC:AWT838) | M | AWT838 | Rep | 2014-02-13 | 2016-07-18 | |
4 | Lau, Hiu Wai (SFC:ALA867) 劉曉慧 | ALA867 | Rep | 2015-01-05 | 2017-10-31 | ||
5 | Rigg, Edward Godfrey | M | AXO053 | RO | 2011-09-08 | 2021-11-30 | |
6 | Rooney, Damian Blaise Hall | M | AXO056 | Rep | 2011-09-12 | 2021-11-30 | |
7 | Smithson, Travis Lorne | AHE465 | RO | 2011-09-08 | 2017-09-20 | ||
8 | Southee, Gregory Ryan | M | AXO055 | RO | 2011-09-08 | 2021-11-30 | |
9 | Wippl, Christopher Rudolph | M | AXO054 | RO | 2011-09-08 | 2021-11-30 | |
10 | Wu, Chun-han 吳昀翰 | AXH168 | Rep | 2012-07-03 | 2021-02-26 |
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