China Enterprise Securities Company Limited 華業金控證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2015 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Chan, Michael Sheung Chi 陳上智 | 28 | M | Rep | 2012-02-02 | 2014-03-31 |
2 | Guerillot, Benoit Gilles | M | Rep | 2006-10-03 | 2008-07-11 | |
3 | Hai, Yuan 海媛 | Rep | 2011-08-10 | 2011-12-31 | ||
4 | Harris, Richard (SFC:AAK411) | M | Rep | 2009-01-01 | 2009-02-05 | |
RO | 2009-02-05 | 2010-08-31 | ||||
5 | Ikezaki, Yumiko 池崎由美子 | Rep | 2004-11-10 | |||
RO | 2004-11-10 | 2007-03-31 | ||||
6 | Lau, Chaak Ming 劉擇明 | Rep | 2010-12-03 | 2011-06-02 | ||
7 | Li, Doris Ming 李敏 | F | Rep | 2013-03-25 | 2015-03-03 | |
RO | 2015-03-03 | 2017-11-30 | ||||
8 | Nemoto, Yoko | Rep | 2008-08-07 | 2009-10-01 | ||
9 | Nimmo, Walter Gilbert Mearns | 69 | M | RO | 2007-02-13 | 2015-01-22 |
10 | Siu, Yie Tai 蕭懿德 | Rep | 2008-08-18 | 2013-03-31 | ||
Rep | 2014-04-10 | 2014-07-04 | ||||
11 | Watanabe, Masako | F | RO | 2016-07-21 |
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