Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Au, Hin Man 區顯民 AOK562 Rep 2012-04-03 2015-05-18
RO 2015-05-18 2020-02-12
2 Chan, Hau Chung (SFC:BCH528) 陳孝忠 BCH528 Rep 2014-09-04 2020-04-08
3 Chen, Anqi (SFC:BBM646) 陳安琪 BBM646 Rep 2014-12-19 2015-01-06
4 Chung, Tak Wai (SFC:ATE071) 鍾德偉 ATE071 Rep 2012-09-14 2013-05-08
5 Helbo, Flemming AZG589 RO 2012-05-24 2014-10-31
6 Ho, Lai Man (SFC:BDD345) 何澧汶 BDD345 Rep 2014-04-17 2014-07-18
7 Hornsleth, Lars AVD125 RO 2011-01-19 2014-03-13
8 Kwan, Hann Long 關翰龍 AVD142 Rep 2011-01-20 2011-07-15
9 Kwok, Man Yu (SFC:ALY348) 郭敏瑜 ALY348 Rep 2013-08-23 2014-01-30
RO 2014-01-30 2014-06-30
10 Lai, Chung Cheong 黎仲昌 ADZ903 Rep 2012-12-11 2013-01-10
RO 2013-01-10 2015-05-21
11 Law, Pik Lin 羅碧蓮 ADR405 Rep 2014-09-02 2014-11-07
RO 2014-11-07 2018-04-16
12 Lee, Francis (SFC:AIM240) 李紀綱 M AIM240 RO 2011-01-19 2014-08-08
13 Leung, Chi Hang (SFC:AKO773) 梁志恆 AKO773 Rep 2014-12-11 2015-04-29
RO 2015-04-29 2017-10-02
14 Leung, Ching Man (SFC:ANU059) 梁靜雯 ANU059 Rep 2011-01-20 2011-10-28
15 Leung, Lap Lam 梁立林 AXE223 Rep 2016-03-02 2017-09-28
16 Piovarcsy, Karol BFT767 RO 2015-09-18 2018-10-30
17 Poon, Kit Man Joe 潘傑文 AYC465 Rep 2011-09-23 2012-12-18
18 Reynolds, Adam James M AZE911 RO 2014-08-07 2019-08-21
19 Shih, Pai Chien 施百謙 BFI763 Rep 2015-05-05 2016-08-31
20 Sun, Ji 孫佶 BBR305 Rep 2013-08-07 2014-03-01
21 Tong, Benjamin Kin Chung 唐健聰 M BFM632 Rep 2015-05-22 2015-08-14
22 Tsai, Tik Sze 蔡奕詩 AOJ333 Rep 2011-01-20 2014-06-30
RO 2014-06-30 2014-11-24
23 Umatani, Toru AVD144 RO 2011-01-19 2011-06-13
24 Wan, Sok Mun 溫淑敏 AVD145 RO 2011-01-19 2012-09-06
25 Wong, Chi Ching (SFC:ANY418) 黃持正 ANY418 Rep 2011-01-20 2013-07-02
26 Wong, Ho Hon (SFC:ATJ181) 黃可瀚 ATJ181 Rep 2014-08-18 2018-08-08

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