China Prospect Securities Limited 中國保盛證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Chan, Esmond Wai Chi 陳偉智			RO	2016-02-23	2017-04-18
2	Sin, Wai Lok 冼偉樂			Rep	2016-09-29	2017-01-19
3	Tam, Wing Shu 譚永樹			RO	2016-01-22	2017-01-27
4	Wong, Man Kam (SFC:BCV344) 黃文鑫			Rep	2016-04-19	2017-08-15

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