Argonaut Securities (Asia) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Lau, Hiu Wai (SFC:ALA867) 劉曉慧 | ALA867 | Rep | 2015-01-05 | 2017-10-31 | ||
2 | Rigg, Edward Godfrey | M | AXO053 | RO | 2011-09-08 | 2021-11-30 | |
3 | Rooney, Damian Blaise Hall | M | AXO056 | Rep | 2011-09-12 | 2021-11-30 | |
4 | Smithson, Travis Lorne | AHE465 | RO | 2011-09-08 | 2017-09-20 | ||
5 | Southee, Gregory Ryan | M | AXO055 | RO | 2011-09-08 | 2021-11-30 | |
6 | Wippl, Christopher Rudolph | M | AXO054 | RO | 2011-09-08 | 2021-11-30 | |
7 | Wu, Chun-han 吳昀翰 | AXH168 | Rep | 2012-07-03 | 2021-02-26 |
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