Capstone Financial (HK) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Ali Arkey, Jamilah F AEI556 RO 2015-01-26 2017-01-18
2 Arkey, Anthony Alan M AAW718 RO 2014-07-30 2021-04-30
3 De Lacy Staunton, David Charles H. M AUK185 RO 2010-03-12 2021-08-03
4 De Souza, Matthew Dylan M BFA918 Rep 2015-03-24 2021-09-18
5 Dodgson, Ryan Peter 46 M BDH245 Rep 2014-04-30 2015-12-31
Rep 2017-10-24 2020-06-10
6 Ficheux, Veronique Marcelle ACC804 Rep 2015-10-05 2015-11-05
RO 2015-11-05 2016-12-31
7 George, Abraham Yohan M BLA732 Rep 2017-09-26 2021-08-31
8 Halley, David Michael (SFC:AUK187) M AUK187 RO 2010-03-12 2021-08-03
9 Hilder, Louise F BAF386 Rep 2013-04-29 2014-05-31
10 Lau, Douglas Yu Tak 劉裕德 M BFI720 Rep 2015-05-22 2016-05-19
11 Leung, Man Ho (SFC:BEZ360) 梁文灝 BEZ360 Rep 2015-03-02 2016-05-27
12 Llewelyn-Williams, Gareth John M AUK186 RO 2010-03-12 2016-05-27
13 O'Brien, Oliver Alexander M BGY156 Rep 2016-02-23 2016-03-14
14 Penfold, Christopher John (SFC:BFO974) M BFO974 Rep 2015-06-25 2016-05-27
15 Preston, Nicholas James M BFG829 Rep 2015-05-07 2016-07-08
16 Skeggs, Matthew (SFC:BFI707) M BFI707 Rep 2015-05-19 2020-11-26

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