Argonaut Securities (Asia) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Chen, Mingxiao (SFC:BMJ700) 陳明瀟 BMJ700 Rep 2018-02-26 2018-10-04
2 Lau, Hiu Wai (SFC:ALA867) 劉曉慧 ALA867 RO 2017-10-31 2020-06-26
3 Rigg, Edward Godfrey M AXO053 RO 2011-09-08 2021-11-30
4 Rooney, Damian Blaise Hall M AXO056 Rep 2011-09-12 2021-11-30
5 Southee, Gregory Ryan M AXO055 RO 2011-09-08 2021-11-30
6 Wippl, Christopher Rudolph M AXO054 RO 2011-09-08 2021-11-30
7 Wu, Chun-han 吳昀翰 AXH168 Rep 2012-07-03 2021-02-26

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