Thoth Investment Management Limited 慧文投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Luk, Simon 陸東全	54	M	AAV295	RO	2016-11-22	2020-09-14
2	Zhang, Ningxiang (SFC:APZ631) 章宁翔			APZ631	RO	2017-10-26	2020-12-18

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