BASE ASSET MANAGEMENT LTD 碁石資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chan, Ho Yin (SFC:AYR504) 陳浩然			AYR504	RO	2018-11-06	2021-07-28
2	Leung, Chi Chung (SFC:ADX923) 梁志忠			ADX923	RO	2018-11-06
3	Pan, Ruifeng 潘瑞峰			BOD856	Rep	2019-05-27	2021-03-05

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