Lumineux Securities Limited 世傳證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chan, Ivan Pik Yin 陳碧賢		M	RO	2020-02-27	2020-06-23
2	Tai, Kwok Keung (SFC:AAE013) 戴國強			RO	2020-02-27	2020-07-05
3	Tong, Kin Yip 湯建業			Rep	2020-03-17	2022-08-31
4	Yu, Johnson Wai Hong 余維康		M	RO	2020-02-27	2021-01-05

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